John Calvin Serafin

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Mutual/United Of Omaha
  Syracuse, NY
• 02/1994 → Present
  John'S Sports Memorabilia
  Liverpool, NY

Other Businesses

JOHN'S SPORTS MEMORABLIA, LIVERPOOL, NY, NOT INVESTMENT-RELATED, SALES OF COLLECTIBLES, OWNER, 02/1994-PRES., 4 HRS./MTH., FINANCIAL TRANSACTIONS, NEGOTIATING SKILLS, ACCESSING AND HANDLING INVENTORY STORAGE, PROCESSING END OF YEAR TAXES, NO ANNUAL COMP. AT THIS TIME; AMERICAN PROGRESSIVE, MEDICARE ADV PLAN SALES, 2/10, 5 HRS/MO, COMM. COLUMBIAN LIFE INS, GUARANTEED WHOLE LIFE INS SALES, 2/10, 5 YRS/MO, 55% COMM. AARP / UNITED HEALTHCARE, HEALTH INS SALES TO MEDICARE/MEDICAID-QUALIFYING CLIENTS, 4/11, COMM., SUPPORT SERVICES ALLIANCE (SSA),NOT INVESTMENT RELATED, MAJOR MEDICAL INSURANCE,POBOX 137,130 PROSPECT ST, SCHOHARIE,NY12157,SALESMAN,3% COMMISSION RATE, 11/2010, 2 HOURS PER WEEK,LESS THAN 1 HR DURING TRADING HRS, SELL MAJOR MEDICAL INS. BROKERS CLEARING HOUSE MOMCO - INSURANCE SALES / 55-85% COMMISSION RATE Ritter Insurance Marketing - 03/2018 - non investment related - insurance lines: life, health, and accident insurance - 40 hours per week Jack Schroeder & Associates - 03/2018 - non investment related - insurance lines: life, health, and accident insurance - 40 hours per week Crump Insurance Services - 03/2018 - non investment related - insurance lines: life, health, and accident - 40 hours per week. Aetna - 04/2018 - non-investment related - insurance lines: life, health, and accident - 40 hours per week Excellus - 04/2018 - non-investment related - insurance lines: life, health, and accident - 40 hours per week Humana - 04/2018 - non-investment related - insurance lines: life, health, and accident - 40 hours per week Wellcare; Today's Options - 04/2018 - non investment related - insurance lines - life, health, and accident - 40 hours per week. SERAFIN FINANCIAL SERVICES, DBA, ESTABLISHED MARCH 27TH, 2015, WILL BE USED FOR INSURANCE AND INVESTMENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-02-10
• S63 Uniform Securities Agent State Law Examination
  2004-02-17

Designations

• Chartered Financial Consultant

Other Names

• Johnny Calvin Serafin