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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-07-05 |
| NH | RA | APPROVED | 2021-04-30 |
| NY | RA | APPROVED | 2021-04-16 |
| HI | RA | APPROVED | 2021-02-04 |
| ME | RA | APPROVED | 2019-02-11 |
| MN | RA | APPROVED | 2019-01-25 |
| AZ | RA | APPROVED | 2018-08-30 |
| IN | RA | APPROVED | 2017-08-28 |
| WI | RA | APPROVED | 2016-09-30 |
| IA | RA | APPROVED | 2016-03-23 |
| TX | RA | APPROVED_RES | 2015-11-05 |
| LA | RA | APPROVED | 2014-01-22 |
| WA | RA | APPROVED | 2013-01-28 |
| OR | RA | APPROVED | 2013-01-17 |
| NC | RA | APPROVED | 2013-01-16 |
| MA | RA | APPROVED | 2012-12-04 |
| CO | RA | APPROVED | 2012-09-17 |
| SC | RA | APPROVED | 2012-05-29 |
| MO | RA | APPROVED | 2012-01-27 |
| FL | RA | APPROVED | 2012-01-26 |
| PA | RA | APPROVED | 2011-04-11 |
| GA | RA | APPROVED | 2011-03-09 |
| KY | RA | APPROVED | 2011-02-28 |
| NV | RA | APPROVED | 2011-02-15 |
| MD | RA | APPROVED | 2009-10-14 |
| VA | RA | APPROVED | 2009-07-22 |
| DC | RA | APPROVED | 2009-04-06 |
| VT | RA | APPROVED | 2008-04-18 |
| IL | RA | APPROVED | 2008-03-06 |
| OH | RA | APPROVED | 2007-10-11 |
| CA | RA | APPROVED | 2007-06-26 |
| ND | RA | APPROVED | 2006-05-10 |
| WV | RA | APPROVED | 2005-08-12 |
| NJ | RA | APPROVED | 2003-01-22 |
| CT | RA | APPROVED | 2002-01-22 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Scarsdale, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Purchase | NY | 06/1996 | 11/2016 |
| Park Avenue Securities Llc | Purchase | NY | 05/1999 | 11/2016 |
| Park Avenue Securities Llc | Rye Brook | NY | 11/2016 | Present |
| The Guardian Life Insurance Company | Rye Brook | NY | 11/2016 | Present |
| Guardian Life Insurance Company | Scarsdale | NY | 06/2024 | Present |
| Park Avenue Securities | Scarsdale | NY | 06/2024 | Present |
1. Corporate Benefits-Corporate benefit design work for closely held businesses Start: 01/30/2011 Address: 2500 Westchester Avenue Suite 401 Purchase, NY 10583 Hrs per month - Tot/Bus: 5/2 Investment related 2. CAMBIUM GROUP, LLC-All outside business from Guardian runs through Cambium Group LLC; including any internal Guardian ERA Start: 12/01/1996 Address: 2500 Westchester Avenue Suite 401 Purchase, NY 10577 5 bus hrs per month Investment related 3. Insurance Sales- Start: 01/11/2012 Address: 2500 westchester ave purchase NY 10577 15 bus hrs per month Investment related >10% annual compensation 4) Cambium Protection LLC-Will get compensated for Property and Casualty insurance; I will serve as an owner and member of the LLC Start: 05/01/2019 Address: 800 Westchester Avenue Suite N-409; Rye Brook, NY 10573 6 total hours per month; 6 during securities trading hours, Investment related, Less than 10% annual compensation, 4. Klang LLC, Start Date: 9/12/2005, Address: 2 Richbell Road Scarsdale, NY 10583, 35 Total hours per month; 35 during securities trading hours, Investment related, Greater than 10% annual compensation, 5) SOLANG LLC-partner, Nature of Business: Insurance other than Guardian, Start date: 10/01/2025, Address: 800 Westchester Avenue Suite N409 Rye Brook, NY 10583, Duties: Insurance other than Guardian 2 total hours per month; 2 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-10 |
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