Thomas Bongard

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 11/2016
  Wells Fargo Advisors Llc
  Menomonee Falls, WI
• 11/2016 → 08/2025
  Wells Fargo Clearing Services, Llc
  Menomonee Falls, WI
• 08/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Waukesha, WI

Previous Registrations

• 2009-10-28 → 2025-08-01
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
  Menomonee Falls, WI
  Charlotte, NC
  Milwaukee, WI
  Marquette, MI
  Waukesha, WI
  Sussex, WI
• 2005-01-01 → 2009-11-05
  Allspring Funds Management, Llc
  Menomonee Falls, WI
  Menomonee Falls, WI
• 2002-01-08 → 2005-01-01
  Strong Capital Management Inc
  Menomonee Falls, WI

Other Businesses

HERITAGE PRIVATE WEALTH LLC; INV. RELATED; WEST BEND, WI; 10% OWNERSHIP; FINET PRACTICE; START DATE 03/25/2026; 10 HOURS PER MONTH; 0 HOURS DURING TRADING. | BONGARD ASSET MANAGEMENT, LLC; INVESTMENT RELATED; WEST BEND, WI; 100% OWNERSHIP; 02/03/2025; 10 HOURS PER MONTH; 10 HOURS DURING TRADING HOURS; FINET PRACTICE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-04
• S63 Uniform Securities Agent State Law Examination
  1997-02-26

Other Names

• Thomas Frank Bongard