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Capital Client Group, Inc. CRD 6247
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-12-10 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Tulsa, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Los Angeles | CA | 12/2015 | 01/2021 |
| American Funds | Los Angeles | CA | 01/2021 | Present |
TPB, LLC ESTABLISEHD IN MARCH 2016 (INVESTOR) TO PASSIVELY INVEST IN COMMERICAL REAL ESTATE PROJECTS. THIS IS A NON-INVESTMENT SECURITIES RELATED LLC. NO HOURS WILL BE DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS. DAD JOKES POSITION: Parent of minors who published Joke Book NATURE: Helped produce Kids Joke book. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2024 ADDRESS: Tulsa OK 74114, United States DESCRIPTION: Supervise kids/ Own bank account/ Act as custodian.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-21 |
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