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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-01-06 |
| IN | RA | APPROVED | 2009-03-19 |
| TX | RA | APPROVED | 2009-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Indianapolis | IN | 03/2009 | Present |
I*2674295, Entity Type: , Name of OBA: SM, Address: Manchester, Tennessee, 37355, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee State Date: 12/01/2027, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-28 |
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