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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-13
  • NJ RA
    APPROVED
    Since 2026-05-13

Branch Locations

766 Shrewsbury Ave West Building, Suite W200, Tinton Falls, NJ 07724 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Florham Park NJ 06/2013 05/2026
Raymond James & Associates, Inc. Tinton Falls NJ 05/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-04
S63 Uniform Securities Agent State Law Examination 2000-12-18
  • S66 Uniform Combined State Law Examination
    2013-09-04
  • S63 Uniform Securities Agent State Law Examination
    2000-12-18
Designations

View on SEC IAPD

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