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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-04
SC RA APPROVED 2015-01-07
  • TX RA
    APPROVED
    Since 2021-01-04
  • SC RA
    APPROVED
    Since 2015-01-07

Branch Locations

2116 Breezy Point Drive, Mount Pleasant, SC 29466 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mt. Pleasant SC 11/2004 Present
Independent Advisor Alliance Charlotte NC 01/2015 Present
  • 11/2004 → Present
    Lpl Financial Llc
    Mt. Pleasant, SC
  • 01/2015 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
Other Businesses

(1) 11/24/2014 - BLACKBRIDGE FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 50 HOURS PER MONTH - MT. PLEASANT, SC (2) 01/28/2015 - INDEPENDENT ADVISOR ALLIANCE - REGISTERED INVESTMENT ADVISOR - TIME SPENT 173 HOURS PER MONTH - MT. PLEASANT, SC (3)03/22/2016;Independent Advisor Alliance; Registered Investment Advisor DBA; (Hybrid) Blackbridge Financial; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE; 01/15/2015;I already have this DBA listed for LPL business but was told that I would need to do it also for the RIA...not sure if I'm doing this correctly or not.I do not do hourly or fixed financial plan billing.; 40 HRS/MO; 40 HRS DURING SECS TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-29
  • S66 Uniform Combined State Law Examination
    1999-11-29
Designations

View on SEC IAPD

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