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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-04 |
| SC | RA | APPROVED | 2015-01-07 |
Branch Locations
2116 Breezy Point Drive, Mount Pleasant, SC 29466 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Mt. Pleasant | SC | 11/2004 | Present |
| Independent Advisor Alliance | Charlotte | NC | 01/2015 | Present |
(1) 11/24/2014 - BLACKBRIDGE FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 50 HOURS PER MONTH - MT. PLEASANT, SC (2) 01/28/2015 - INDEPENDENT ADVISOR ALLIANCE - REGISTERED INVESTMENT ADVISOR - TIME SPENT 173 HOURS PER MONTH - MT. PLEASANT, SC (3)03/22/2016;Independent Advisor Alliance; Registered Investment Advisor DBA; (Hybrid) Blackbridge Financial; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE; 01/15/2015;I already have this DBA listed for LPL business but was told that I would need to do it also for the RIA...not sure if I'm doing this correctly or not.I do not do hourly or fixed financial plan billing.; 40 HRS/MO; 40 HRS DURING SECS TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-29 |
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