Susan L Goucher

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2007-07-26

MO RA
APPROVED

Since 2007-07-26

Branch Locations

520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Chesterfield	MO	12/2007	Present

12/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Chesterfield, MO

Other Businesses

1. Missouri Secretary of State; 207 Autumn Rose Ct O'Fallon MO 63368; To notarize paperwork for clients; Notary Public; 12/01/2008; 25 hrs/year; During security trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-25
S63	Uniform Securities Agent State Law Examination	2000-11-08

S65 Uniform Investment Adviser Law Examination

2007-07-25
S63 Uniform Securities Agent State Law Examination

2000-11-08

Other Names

Susan Lynn Graulein
Susan Lynn Potts
Susan Lynn Melton

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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