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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-24 |
| KS | RA | APPROVED | 1997-12-19 |
Branch Locations
1114 Commercial St Ste C, Emporia, KS 66801-3446 • United States
Emporia, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Emporia | KS | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Emporia | KS | 03/2020 | Present |
Business Ownership; Sig Tau Delta's Men of the 90's; Owner; 501c7 NonProfit Social Club; 2200 West 30th Ave, , Emporia, KS, 66801; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Emporia Lodge #12 A.F.&A.M.; Board of Trustees Officer; Merchant, , Emporia, KS, 66801; Investment-Related; 08/01/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Emporia Tuesday Pool League; I have been asked to operate our local weekly pool (billiards) league, which includes having access to the league checking account for collecting weekly fees and paying out annual winnings etc. I will also be using my residential address for both the checking account and the non-profit organization EIN address (which has never been setup in the past).; ; Not Investment-Related; 05/16/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-13 |
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