Mark David Rosenfeld

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 07/2025
  Next Financial Group Inc
  Scottsdale, AZ
• 07/2025 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2006-12-20 → 2025-07-10
  Next Financial Group, Inc.
  Houston, TX
  Scottsdale, AZ
  Eureka, MT
• 1998-08-18 → 2006-12-19
  1St Global Advisors Inc
  Scottsdale, AZ
• 2002-11-19 → 2006-11-07
  Wealthquest Advisors
  Phoenix, AZ

Other Businesses

1 - 07/2025 - Mark D Rosenfeld - Non-Variable Insurance - Inv Related - 4 Hours/Month - 4 Hours During Trading - Scottsdale, AZ - OBA Start Date: 07/08/1999. 2 - 07/2025 - MARK D ROSENFELD CPA PC - Inv Related - 80 Hours/Month - 80 Hours During Trading - Scottsdale, AZ - OBA Start Date: 11/01/2001.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-24
• S63 Uniform Securities Agent State Law Examination
  1997-01-20

Designations

• Personal Financial Specialist