Mark David Rosenfeld

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-07-10
MT	RA	APPROVED	2025-07-10
NV	RA	APPROVED	2025-07-10
TX	RA	APPROVED_RES	2025-07-10

AZ RA
APPROVED

Since 2025-07-10
MT RA
APPROVED

Since 2025-07-10
NV RA
APPROVED

Since 2025-07-10
TX RA
APPROVED_RES

Since 2025-07-10

Branch Locations

Eureka, MT • United States

5111 N Scottsdale Road Suite 159, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Scottsdale	AZ	12/2006	07/2025
Lpl Financial Llc	Scottsdale	AZ	07/2025	Present

12/2006 → 07/2025

Next Financial Group Inc

Scottsdale, AZ
07/2025 → Present

Lpl Financial Llc

Scottsdale, AZ

Previous Registrations

2006-12-20 → 2025-07-10

Next Financial Group, Inc.

Houston, TX

Scottsdale, AZ

Eureka, MT
1998-08-18 → 2006-12-19

1St Global Advisors Inc

Scottsdale, AZ
2002-11-19 → 2006-11-07

Wealthquest Advisors

Phoenix, AZ

Other Businesses

1 - 07/2025 - Mark D Rosenfeld - Non-Variable Insurance - Inv Related - 4 Hours/Month - 4 Hours During Trading - Scottsdale, AZ - OBA Start Date: 07/08/1999. 2 - 07/2025 - MARK D ROSENFELD CPA PC - Inv Related - 80 Hours/Month - 80 Hours During Trading - Scottsdale, AZ - OBA Start Date: 11/01/2001.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-24
S63	Uniform Securities Agent State Law Examination	1997-01-20

S65 Uniform Investment Adviser Law Examination

1997-07-24
S63 Uniform Securities Agent State Law Examination

1997-01-20

Designations

View on SEC IAPD