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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-01
OK RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CA RA
    APPROVED
    Since 2009-06-01
  • OK RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Torrance CA 04/2007 Present
Morgan Stanley Smith Barney Torrance CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Torrance, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Torrance, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Torrance, CA
  • 1998-08-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Torrance, CA
    Torrance, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-09
S63 Uniform Securities Agent State Law Examination 1998-03-30
  • S65 Uniform Investment Adviser Law Examination
    1998-04-09
  • S63 Uniform Securities Agent State Law Examination
    1998-03-30

View on SEC IAPD

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