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Donald Francis Vendetti

Mml Investors Services, LLC

South Dennis, MA

CRD 2829862

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-10
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-08-10
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

900 Route 134 Towne Plaza, South Dennis, MA 02660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc South Dennis MA 03/2017 Present
Massmutual Life Insurance Co South Dennis MA 07/2016 Present
Previous Registrations
  • 2012-10-12 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    South Dennis, MA
  • 2010-08-20 → 2015-01-02
    New England Securities
    South Dennis, MA
    South Dennis, MA
Other Businesses

(1) NAME: DONALD F. VENDETTI, JR INV REL: Y ADDR: 900 ROUTE 134, TOWN PLAZA, SOUTH DENNIS, MA 02660 NATURE: GROUP LIFE, GROUP HEALTH, GROUP BENEFITS POSITION: AGENT START: 1/1/1997 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 8. (2) NAME: DONALD F. VENDETTI, JR INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: NOTARY PUBLIC POSITION: NOTARY PUBLIC START: 1/1/1994 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-15
S63 Uniform Securities Agent State Law Examination 1996-12-05
  • S65 Uniform Investment Adviser Law Examination
    2010-08-15
  • S63 Uniform Securities Agent State Law Examination
    1996-12-05
Other Names
  • Donald Francis Jr Vendetti

View on SEC IAPD

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