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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-10 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
900 Route 134 Towne Plaza, South Dennis, MA 02660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | South Dennis | MA | 03/2017 | Present |
| Massmutual Life Insurance Co | South Dennis | MA | 07/2016 | Present |
(1) NAME: DONALD F. VENDETTI, JR INV REL: Y ADDR: 900 ROUTE 134, TOWN PLAZA, SOUTH DENNIS, MA 02660 NATURE: GROUP LIFE, GROUP HEALTH, GROUP BENEFITS POSITION: AGENT START: 1/1/1997 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 8. (2) NAME: DONALD F. VENDETTI, JR INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: NOTARY PUBLIC POSITION: NOTARY PUBLIC START: 1/1/1994 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-05 |
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