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Current Employers
Win Advisors, Inc

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-01
  • FL RA
    APPROVED
    Since 2019-07-01

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418 • United States

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-12-19
FL RA APPROVED 2004-01-29
  • TX RA
    APPROVED
    Since 2005-12-19
  • FL RA
    APPROVED
    Since 2004-01-29

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2004-01-29
  • FL RA
    APPROVED
    Since 2004-01-29

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 06/1996 Present
Win Advisors, Inc Palm Beach Gardens FL 06/2019 Present
Global World Network Securities Inc. Palm Beach Gardens FL 10/2003 Present
Other Businesses

1.Money Concepts Capital Corp., CCO, investment related, 60% time spent on activity during securities hrs. 2. Money Concepts International, Inc., Senior VP, investment related, 1-10% time spent on activity during securities hrs. 3. GWN Marketing, Inc., Director, investment related, 1-10% time spent on activity during securities hrs. 4. President of the Icon Home Board, since 9/28/2024, 200 Inlet Way, Palm Beach Gardens, FL 33404. Non-investment related, 1-10% time spent on activity during non-securities hrs. 2 Total hrs.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-09
S65 Uniform Investment Adviser Law Examination 1998-06-29
  • S63 Uniform Securities Agent State Law Examination
    2000-03-09
  • S65 Uniform Investment Adviser Law Examination
    1998-06-29
Other Names
  • Mary Therese Walshblum
  • Terri Walsh

View on SEC IAPD

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