Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-24 |
| CO | RA | APPROVED | 2024-05-31 |
| TX | RA | APPROVED | 2010-07-08 |
| CA | RA | APPROVED | 2009-11-02 |
Branch Locations
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States
Bayfield , CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Scottsdale | AZ | 10/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.WJLKD LLC, MANAGER; START DATE: 04/2016; DURING BUSINESS HOURS- 1, AFTER BUSINESS HOURS- 0; PERSONAL LLC FOR MARKETABLE SECURITIES; INVESTMENT RELATED; SCOTTSDALE, AZ
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-30 |
Reach out to this advisor