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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-15
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2022-02-15
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc East Hills NY 03/2017 Present
Massmutual Life Insurance Co East Hills NY 07/2016 Present
Msi Financial Services, Inc. East Hills NY 11/2005 03/2017
  • 03/2017 → Present
    East Hills, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    East Hills, NY
  • 11/2005 → 03/2017
    Msi Financial Services, Inc.
    East Hills, NY
Other Businesses

NAME: International Outfitters Inc. INV REL: N ADD: Residential NATURE: Retail Sales (e.g. clothing, cosmetics, etc)/Aviation Safety Equipment POSITION: Owner START DATE: 01/01/2010 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: Hopscotch Air, Inc INV REL: N ADD: 1100 New Highway, Farmingdale NY 11735 NATURE: Other/Aviation Charter Service POSITION: Ownership START DATE: 01/01/2010 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 (3)NAME: Douglas Okin INV REL: Y ADD: 2200 Northern Blvd Suite 200 East Hills, NY 11548 NATURE: NonMMLIA Insurance Brokerage/Ind Life, Health, Group Life, Group Health POSITION: Sales START DATE: 07/01/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-12-23

View on SEC IAPD

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