Lawrence Michael Deluise

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → 02/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Montvale, NJ
• 12/2009 → 02/2024
  Bank Of America, N.A.
  Paramus, NJ
• 02/2024 → Present
  Ubs Financial Services Inc
  Paramus, NJ

Previous Registrations

• 2004-04-14 → 2024-02-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
  Paramus, NJ

Other Businesses

I*128108 For profit or not for profit: Non-Profit Organization Name of outside business organization: Northern Highlands Hoops Club Investment related: N Address of business: Hohokus, New Jersey 07423 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/18/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Supporting local high school boys and girls basketball programs. I*1044382 For profit or not for profit: Entity Charitable Name of outside business organization: Ramapo College Golf Committee Investment related: N Address of business: Mahwah, New Jersey Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 11/1/2022 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , We run a golf outing once a year for the college. 3)* Name of Business-NH Sports Association / Address- 298 Hillside Ave., Allendale, NJ 07401 / Investment Related- NO / Nature- Board member. Fund raising. Volunteer. / Role- Volunteer board member / Duty-Fundraising for high school sport at the high school. / Start Date-1/1/2021 / Time Required- No 4) Ramapo College Board of Governors, MahwahUnited States, Educational Establishment, Education, "Expectations Of Board of Governors, Fulfill Ramapo College Foundation's mission to ""Provide the resources that make a difference in Ramapo College's quest for educational excellence, "Attend and actively participate/engage in the four scheduled Board of Governors meetings each year. (Governors should attend at least nine of the 12 meetings during their three-year term.), Be an active participant on at least one Foundation committee annually. (Attend committee meetings and actively support the goals of that committee), Make an annual personal financial contribution to the Fund for Ramapo and consider Ramapo College and the Foundation as one of your top three philanthropic priorities. (To demonstrate leadership and commitment, we strive for 100% personal participation by Governors in the Fund for Ramapo each year.), Attend and support Foundation special events including the Distinguished Citizens Gala, Golf Outing/Havemeyer Presidential Leadership Awards Dinner, the Performing Arts Dinner Series, and other special events. (Supporting the event can include securing auction items, supporting the journal/or raffles, offering tickets, etc.), Recommend or introduce potential donors (individuals, foundations or corporations) to the Executive Director and/or assist with solicitations if possible, Identify and recommend to the Executive Director and the Governors Committee individuals who, as potential Governors could make significant contributions to the work of the Ramapo College Foundation. If appropriate, assist in recruiting such individuals and advising on the expectations of the Governors, Be informed about Ramapo College and the Ramapo College Foundation's programs, services, and policies. Act as an advocate for the College and the Foundation, Advise and support the Ramapo College President and the Executive Director, Advancement Team and Board of Trustees as needed and possible, Certify compliance with the Ramapo College Foundation Code of Conduct and Conflict of Interest Statements.", Member of Board of directors, start date- 4/1/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-08
• S63 Uniform Securities Agent State Law Examination
  1997-10-04