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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-26
MD RA APPROVED 2018-03-02
DC RA APPROVED 2004-03-03
  • TX RA
    APPROVED_RES
    Since 2021-05-26
  • MD RA
    APPROVED
    Since 2018-03-02
  • DC RA
    APPROVED
    Since 2004-03-03

Branch Locations

1775 Eye St Nw, Washington, DC 20006 • United States

Crownsville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Washington DC 07/2002 Present
Other Businesses

RESIDENTIAL RENTAL PROPERTY POSITION: Joint Owner NATURE: Rental of residential property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 2001 12th St. NW, APT 210, Washington DC 20009, United States DESCRIPTION: Light maintenance or contracting for same, collection of rent, obtaining tenants. RESIDENTIAL RENTAL PROPERTY - WASHINGTON DC POSITION: Co-Owner NATURE: Residential Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2015 ADDRESS: 3302 Brown St. NW, Washington DC 20010, United States DESCRIPTION: Light maitenance or contracting for same, collection of rent, obtaining tenants. ROCKBRIDGE ACADEMY POSITION: Advancement Advisory Committee NATURE: K-12 Educational institution, private, religious school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2025 ADDRESS: 680 Evergreen Rd., Crownsville MD 21032, United States DESCRIPTION: Champion the mission, provide general counsel, support donor engagement, cultivate generosity in community, attend quarterly meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-29
S63 Uniform Securities Agent State Law Examination 1996-12-05
  • S65 Uniform Investment Adviser Law Examination
    2002-10-29
  • S63 Uniform Securities Agent State Law Examination
    1996-12-05

View on SEC IAPD

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