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Account
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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-02-18 |
| TX | RA | APPROVED | 2022-02-18 |
Branch Locations
800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jackson | TN | 07/1998 | 02/2022 |
| Bank Of America, Na | Jackson | TN | 12/2009 | 02/2022 |
| Ubs Financial Services, Inc. | Knoxville | TN | 02/2022 | Present |
GRAVES LOOP FARM; FOR PROFIT; GRAVES LOOP ROAD, MEDINA, TN 38355; NOT INV RELATED; 0 HOURS; STARTED 6/8/1988; OWNER; I OWN A 18 ACRES FIELD, THAT MY COUSIN FARMS FOR ME. NORMALLY HE WILL PROVIDE ME WITH A PORTION OF THE PROCEEDS FROM THE HARVEST. DUTIES: PAY THE TAXES ON THE LAND EACH YEAR. I*122392 For profit or not for profit: For-Profit Organization Name of outside business organization: Vigilant Anesthesia Services LLC Investment related: N Address of business: Medina, Tennessee 38355 Nature of business: LLC, Position, title, association: Other, Member Start date of relationship: 4/1/2019 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: My spouse created a new business. The only reason I am listed on the account is MER would not open the account using her TIN if she was the only member so we added me as a member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-10 |
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