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Alexander P Saliba

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Seattle, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-11-08
  • WA RA
    APPROVED
    Since 2010-11-08

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 10/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-04
S66 Uniform Combined State Law Examination 2004-05-21
S63 Uniform Securities Agent State Law Examination 1997-01-16
  • S65 Uniform Investment Adviser Law Examination
    2005-10-04
  • S66 Uniform Combined State Law Examination
    2004-05-21
  • S63 Uniform Securities Agent State Law Examination
    1997-01-16
Other Names
  • Alec Saliba
  • Al Saliba
  • Alexander Petigrue Saliba

View on SEC IAPD

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