John Scott Froidl

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-10-11

MO RA
APPROVED

Since 2025-10-11

Branch Locations

Kirkwood, MO • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Century Securities	St. Louis	MO	01/2009	08/2018
Stifel Nicolaus & Co., Inc.	St. Louis	MO	03/2005	08/2018
Wells Fargo & Co.	St. Louis	MO	08/2018	08/2021
Lpl Financial Llc	St. Louis	MO	10/2021	Present

01/2009 → 08/2018

Century Securities

St. Louis, MO
03/2005 → 08/2018

Stifel Nicolaus & Co., Inc.

St. Louis, MO
08/2018 → 08/2021

Wells Fargo & Co.

St. Louis, MO
10/2021 → Present

Lpl Financial Llc

St. Louis, MO

Previous Registrations

2001-02-23 → 2018-08-24

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

St. Louis, MO

Other Businesses

1. 12/23/2021 - Twisted Juniper - Investment Related - Sedona, AZ 86336 - Real Estate Rental - Start Date: 11/29/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-10
S63	Uniform Securities Agent State Law Examination	1997-01-17

S65 Uniform Investment Adviser Law Examination

2025-10-10
S63 Uniform Securities Agent State Law Examination

1997-01-17

View on SEC IAPD