Jose Luis Garcia

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-23
MI	RA	APPROVED	2024-08-20

FL RA
APPROVED

Since 2024-08-23
MI RA
APPROVED

Since 2024-08-20

Branch Locations

8897 Brighton Lane, Ste. 127, Bonita Springs, FL 34135 • United States

6964 Q Ave., Kalamazoo, MI 49024 • United States

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Safeharbor Management Group (Smg)	Kalamazoo	MI	01/2010	Present
Advisory Services Network, Llc	Atlanta	GA	01/2020	08/2024
Sequent Planning Llc	Bonita Springs	FL	08/2024	Present

01/2010 → Present

Safeharbor Management Group (Smg)

Kalamazoo, MI
01/2020 → 08/2024

Advisory Services Network, Llc

Atlanta, GA
08/2024 → Present

Sequent Planning Llc

Bonita Springs, FL

Previous Registrations

2020-02-11 → 2024-08-22

Advisory Services Network

Portage, MI

Atlanta, GA

Bonita Springs, FL

Kalamazoo, MI

Kalamazoo, MI

Other Businesses

SAFEHARBOR MANAGEMENT GROUP (dba SMG). OWNER, PRESIDENT & INSURANCE AGENT SINCE 2008. INSURANCE AGENCY OFFERING GROUP INSURANCE, MEDICARE SUPPLEMENT, INDIVIDUAL HEALTH INSURANCE AND VOLUNTARY SUPPLEMENTAL INSURANCE PRODUCTS. APPROX. 30% OF TIME SPENT ON THIS ACTIVITY. INVESTMENT RELATED ACTIVITY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-10
S63	Uniform Securities Agent State Law Examination	1996-11-27

S65 Uniform Investment Adviser Law Examination

2020-02-10
S63 Uniform Securities Agent State Law Examination

1996-11-27

Other Names

Joe Garcia

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