Lottie Ann Barcus

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2017-03-25

IN RA
APPROVED

Since 2017-03-25

Branch Locations

Greencastle, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Indianapolis	IN	09/1999	03/2017
Metropolitan Life Ins Co	Indianapolis	IN	09/1999	03/2017
Mml Investors Services	Greencastle	IN	03/2017	Present
Massachusetts Mutual Life Insurance Company	Greencastle	IN	07/2016	Present

09/1999 → 03/2017

Metlife Securities Inc

Indianapolis, IN
09/1999 → 03/2017

Metropolitan Life Ins Co

Indianapolis, IN
03/2017 → Present

Mml Investors Services

Greencastle, IN
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Greencastle, IN

Previous Registrations

2011-09-19 → 2017-03-25

Msi Financial Services, Inc.

Indianapolis, IN

Carlsbad, CA

Broadview Hts, OH

Aurora, IL

Indianapolis, IN

Greencastle, IN

Broadview Hts, OH

Greencastle, IN

Broadview Hts, OH

Grand Rapids, MI

Other Businesses

Name: Lottie Barcus Inv rel: Y Add: 616 Ridge Ave Greencastle, IN. 46135 Nature: Life and annuities insurance sales Position: Agent Start date: 10/07/2019 No. HR/MO: 10 No. HR/MO during sec trading: 3

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-09-06
S63	Uniform Securities Agent State Law Examination	1999-08-24

S65 Uniform Investment Adviser Law Examination

2011-09-06
S63 Uniform Securities Agent State Law Examination

1999-08-24

Other Names

Lottie Ann Pell

View on SEC IAPD