Marco Antonio Lopez

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 10/2016
  Berthel Fisher & Company Financial Services, Inc.
  Dallas, TX
• 06/2012 → 10/2016
  Bfc Planning, Inc.
  Dallas, TX
• 10/2016 → 09/2025
  Lpl Financial, Llc
  Dallas, TX
• 10/2016 → 06/2019
  Visionpoint Advisory Group
  Dallas, TX
• 09/2025 → Present
  Raymond James Financial Services, Inc.
  Dallas, TX
• 09/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Dallas, TX

Previous Registrations

• 2019-06-07 → 2025-09-26
  Lpl Financial Llc
  Des Moines, IA
  Dallas, TX
  Mckinney, TX
  Dallas, TX
• 2016-10-21 → 2019-06-12
  Balefire, Llc
  Dallas, TX
• 2013-01-28 → 2016-10-20
  Bfc Planning, Inc.
  Dallas, TX
  Cedar Rapids, IA
• 2007-11-14 → 2012-06-26
  Milkie/Ferguson Investments, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

(1) Name of Business: Texas Private Wealth Advisors LLC Address: 17304 Preston Rd. Suite 800, Dallas, TX, 75252, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/25/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is our DBA brand for our practice. My role includes all the securities and insurance related business and planning for clients and prospects. (2) Name of Business: Texas Private Wealth Insurance Group, LLC Address: 17304 Preston Rd. Suite 800, Dallas, TX, 75252, United States Activity Type: Non-variable Insurance Position/Title: Agent, Owner Investment Related: Yes Start Date: 04/23/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Helping individuals and small businesses with medical, vision, and dental benefits.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-25
• S63 Uniform Securities Agent State Law Examination
  1996-12-20