David Michael Matzko

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 03/2018
  Morgan Stanley Smith Barney
  Columbus, OH
• 03/2018 → 05/2018
  Unemployed
  Charleston, SC
• 05/2018 → 07/2018
  Lincoln Financial Group
  Charlotte, NC
• 07/2018 → 09/2018
  Unemployed
  Charlotte, NC
• 09/2018 → 03/2024
  Lpl Financial Llc
  Fort Mill, SC
• 03/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2024 → Present
  Cwm, Llc Dba Carson Partners
  Omaha, NE
• 03/2024 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE

Previous Registrations

• 2018-09-24 → 2024-04-02
  Lpl Financial Llc
  Fort Mill, SC
• 2018-05-30 → 2018-07-18
  Osaic Fa, Inc.
  Charlotte, NC
• 2012-03-15 → 2018-04-02
  Morgan Stanley
  Atlanta, GA
  Columbus, OH
  Charleston, SC
• 2009-12-14 → 2011-02-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 2003-01-14 → 2009-01-13
  Strategic Advisers Llc
  Blue Ash, OH

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE / SR. ANALYST, INVESTMENT RESEARCH; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: INVESTMENT RESEARCH; 2. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: CINCINNATI, OH 45209 NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NO DAILY MAINTENANCE. I HIRE A PROPERTY MANAGER TO MAINTAIN THE RENTAL; 3. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FINANCIAL SERVICES; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: SENIOR ANALYST, INVESTMENT RESEARCH; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: INVESTMENT RESEARCH;

Exams

• S66 Uniform Combined State Law Examination
  2001-02-20
• S63 Uniform Securities Agent State Law Examination
  1996-12-18

Other Names

• David Michael Matzko
• David Matzko