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Pamela Jacqueline Riet

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-05
CA RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2023-12-05
  • CA RA
    APPROVED
    Since 2003-07-01

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodland Hills CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
Previous Registrations
  • 2000-05-04 → 2003-07-01
    Prudential Equity Group, Llc
    Encino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-14
S63 Uniform Securities Agent State Law Examination 1997-04-07
  • S65 Uniform Investment Adviser Law Examination
    1997-04-14
  • S63 Uniform Securities Agent State Law Examination
    1997-04-07
Designations
Other Names
  • Pamela J Vasquez
  • Pamela Jimenez Vasquez

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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