Best Investors Account Sign in

Pamela Jacqueline Riet

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

CRD 2827810

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-05
CA RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2023-12-05
  • CA RA
    APPROVED
    Since 2003-07-01

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodland Hills CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
Previous Registrations
  • 2000-05-04 → 2003-07-01
    Prudential Equity Group, Llc
    Encino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-14
S63 Uniform Securities Agent State Law Examination 1997-04-07
  • S65 Uniform Investment Adviser Law Examination
    1997-04-14
  • S63 Uniform Securities Agent State Law Examination
    1997-04-07
Designations
  • Certified Financial Planner
Other Names
  • Pamela J Vasquez
  • Pamela Jimenez Vasquez

View on SEC IAPD

Nearby Firms

MERCER GLOBAL ADVISORS INC.
INDEPENDENT FINANCIAL GROUP, LLC
VENTURA ADVISORS

Nearby Investors

MICHAEL WILLIAM JOHNS
STEWART E SCHRADER
Daniel Polyakov

Nearby Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA

More in Woodland Hills, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor