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Kenneth Steven Mitchell

Mitchell Group Delaware LLC

Sweet Home, TX

CRD 2827761

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Employer firm

Mitchell Group Delaware LLC CRD 154959

$5.56M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mitchell Group Delaware Llc

239 County Road 389A, Sweet Home, TX 77987 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-09
DE RA APPROVED 2010-12-09
  • TX RA
    APPROVED
    Since 2023-03-09
  • DE RA
    APPROVED
    Since 2010-12-09

Branch Locations

239 County Road 389A, Sweet Home, TX 77987 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitchell Group Delaware Llc (154959) New Castle DE 11/2010 Present
  • 11/2010 → Present
    Mitchell Group Delaware Llc (154959)
    New Castle, DE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-13
S63 Uniform Securities Agent State Law Examination 1997-02-18
  • S65 Uniform Investment Adviser Law Examination
    1997-03-13
  • S63 Uniform Securities Agent State Law Examination
    1997-02-18
Other Names
  • Ken Mitchell
  • Kenneth S Mitchell

View on SEC IAPD

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