Kenneth Steven Mitchell

Current Employers

Mitchell Group Delaware Llc

239 County Road 389A, Sweet Home, TX 77987 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-09
DE	RA	APPROVED	2010-12-09

TX RA
APPROVED

Since 2023-03-09
DE RA
APPROVED

Since 2010-12-09

Branch Locations

239 County Road 389A, Sweet Home, TX 77987 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mitchell Group Delaware Llc (154959)	New Castle	DE	11/2010	Present

11/2010 → Present

Mitchell Group Delaware Llc (154959)

New Castle, DE

Previous Registrations

2008-07-30 → 2010-11-16

St. Michaels Asset Management

St. Michaels, MD
2002-08-29 → 2008-07-29

Wells Fargo Clearing Services, Llc

Wilmington, DE

Wilmington, DE

Wilmington, DE

Newark, DE

Philadelphia, PA

Wilmington, DE
1997-07-24 → 2002-08-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-13
S63	Uniform Securities Agent State Law Examination	1997-02-18

S65 Uniform Investment Adviser Law Examination

1997-03-13
S63 Uniform Securities Agent State Law Examination

1997-02-18

Other Names

Ken Mitchell
Kenneth S Mitchell

View on SEC IAPD