George Joseph Audi

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → Present
  Mml Investors Services, Llc
  Sinking Spring, PA
• 10/1999 → Present
  Massmutual Life Insurance Co
  Sinking Spring, PA

Other Businesses

(1) NAME: GEORGE AUDI INV REL: Y ADDR:2508 GODDARD AVE SINKING SPRING PA 19608 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: AGENT START:10/1997, NO HR/MO:5 NO HR/MO DUR TRADING:5 (2) NAME: SAGE SETTLEMENT CONSULTING INV REL: Y ADDR:2508 GODDARD AVE SINKING SPRING PA 19608 NATURE: SAGE SETTLEMENT CONSULTING-STRUCTURED SETTLEMENT BROKER FOR PERSONAL INJURY ATTORNEYS POSITION: SALES, START:2/1/2014 NO HR/MO:120 NO HR/MO DUR TRADING:90. (3) NAME: ZARDEN REAL ESTATE LLC INV REL: Y ADD: RESIDENTIAL NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 05/01/2024 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: COMMUNICATION WITH PROPERTY MANAGER, WHO MANAGES OUR OF STATE AIR BNB PROPERTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-24
• S63 Uniform Securities Agent State Law Examination
  1996-12-13

Other Names

• George J Audi