Gerald James Marra

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-07
MT	RA	APPROVED	2020-10-15
TX	RA	APPROVED_RES	2020-10-05
KS	RA	APPROVED	2019-05-10
CA	RA	APPROVED	2018-12-14
ME	RA	APPROVED	2018-01-11
CT	RA	APPROVED	2017-05-11
NJ	RA	APPROVED	2005-12-06

NY RA
APPROVED

Since 2021-07-07
MT RA
APPROVED

Since 2020-10-15
TX RA
APPROVED_RES

Since 2020-10-05
KS RA
APPROVED

Since 2019-05-10
CA RA
APPROVED

Since 2018-12-14
ME RA
APPROVED

Since 2018-01-11
CT RA
APPROVED

Since 2017-05-11
NJ RA
APPROVED

Since 2005-12-06

Branch Locations

Sea Cliff, NY • United States

430 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	New York	NY	04/2013	Present
Hsbc Bank Usa, N.A.	New York	NY	08/2016	Present

04/2013 → Present

Hsbc Securities (Usa) Inc.

New York, NY
08/2016 → Present

Hsbc Bank Usa, N.A.

New York, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-27
S65	Uniform Investment Adviser Law Examination	2000-08-04
S63	Uniform Securities Agent State Law Examination	1997-01-17

S66 Uniform Combined State Law Examination

2018-06-27
S65 Uniform Investment Adviser Law Examination

2000-08-04
S63 Uniform Securities Agent State Law Examination

1997-01-17

View on SEC IAPD