Thomas Rey Schalk

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Sigma Financial
  Ann Arbor, MI
• 01/2015 → Present
  Sigma Planning Corporation
  Ann Arbor, MI

Previous Registrations

• 2011-05-12 → 2011-08-29
  Concourse Financial Group Securities, Inc.
  Austin, TN
  Birmingham, AL
  Austin, TX
• 2009-12-23 → 2010-06-28
  Wfg Advisors, Lp
  Austin, TX

Other Businesses

1. VP & Board Member - Fairview Cemetery Association, Gainesville, TX. Assist President and run meetings in her absence. Start date: 3/1/25 for 2 year term. Approx. 5 hrs/mo, none during mkt hrs. INV REL: N 2. Own the building where my practice is located and receive rental income for offices that are leased out. Also receive rental income from residential property in the Gainesville, TX area. Start date: 3/14/23, approx. 1 hr/mo. INV REL: N 3. Purchase, renovate and sell residential homes in the Gainesville, TX area. Start date: 3/1/25, approx. 15 hrs/mo, 5 during mkt hrs. INV REL: N 4. Partner - Dreamscape Property Management, Gainesville, TX. Business provides landscaping and mowing services. Start date: 10/1/24. less than 1 hr/mo, none during mkt hrs. INV REL: N 5. VP & Board member - GISD Education Foundation, Gainesville, TX. Assist President and conduct meetings when he is not available. Coordinate with sub-committee members on projects. Start date: 3/1/25, approx. 5 hrs/mo, none during mkt hrs. INV REL: N

Exams

• S66 Uniform Combined State Law Examination
  2014-11-23
• S65 Uniform Investment Adviser Law Examination
  2009-12-19
• S63 Uniform Securities Agent State Law Examination
  2002-08-13

Other Names

• Trey Schalk