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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-11 |
| TX | RA | APPROVED_RES | 2009-04-13 |
| MD | RA | APPROVED | 2008-12-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Baltimore | MD | 12/2008 | Present |
Epic Church / 5625 O'Donnell St Baltimore,MD 21224 / Foundation/ Other church / religion / Member of Board of Directors / / board meetings / Start Date 12/01/2014 / Signal 13 Foundation / PO Box 24801 Baltimore, MD 21220-0801 / Foundation/ Other Baltimore City Police Department / Supporting Baltimore City Police Officers / Member of Board of Directors / / Fund raising / Start Date 07/07/2014 / Signal 13 Foundation / PO Box 24801 Baltimore, MD 21220-0801 / Foundation / Other Baltimore City Police Department / Supporting Baltimore City Police Officers / Officer / Treasurer- to be a signer of checks and authorized to move funds to/from Brown Advisory to Harbor Bank. / Start Date 7/7/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-04 |
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