Patrick Terrence Mcmahon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 11/2016
  Wells Fargo Advisors Llc
  Menomonee Falls, WI
• 11/2016 → 04/2017
  Wells Fargo Clearing Services, Llc
  Menomonee Falls, WI
• 09/2017 → Present
  Cuna Mutual Group
  Waverly, IA
• 09/2017 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2017 → 09/2017
  Unemployed
  Madison, WI
• 05/2022 → Present
  Lpl Financial Llc
  Middleton, WI

Previous Registrations

• 2017-10-11 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Madison, WI
  Madison, WI
  Middleton, WI
• 2011-04-01 → 2017-05-08
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
  Dodgeville, WI
  Madison, WI
  Dodgeville, WI
  Stoughton, WI
  Madison, WI
  Menomonee Falls, WI
  Madison, WI
  Waukesha, WI
• 2010-04-28 → 2011-04-20
  M&I Investment Management Corp.
  Milwaukee, WI
• 2006-08-29 → 2010-03-31
  M&I Financial Advisors, Inc
  Madison, WI
  Madison, WI
• 2005-01-05 → 2006-08-31
  Robert W. Baird & Co. Incorporated
  Madison, WI
  Madison, WI
• 2000-01-14 → 2004-11-01
  Strong Capital Management Inc
  Madison, WI

Other Businesses

1. 05/18/2022- Investor Guidance Center- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1997-01-15

Designations

• Certified Financial Planner

Other Names

• Pat Mcmahon