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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-16 |
| TX | RA | APPROVED_RES | 2023-08-16 |
Branch Locations
487 Old Smizer Mill Road, Fenton, MO 63026 • United States
995 Columbia Centre, Columbia, IL 62236 • United States
956 Jeffco Blvd, Arnold, MO 63010 • United States
1102 Bradley St., Festus, MO 63028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Brokerage Services, Inc. | Ballwin | MO | 11/1996 | 08/2023 |
| Lpl Financial Llc | Fenton | MO | 08/2023 | Present |
1. 03/22/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-12 |
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