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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2012-03-30 |
| SC | RA | APPROVED | 2012-02-21 |
| TX | RA | APPROVED | 2012-02-17 |
Branch Locations
200 Stephenson Ave Ste 301, Savannah, GA 31405 • United States
Beaufort, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beaufort | SC | 02/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beaufort | SC | 11/2016 | Present |
TWO SMART COOKIES, NOT INV RELATED, SAVANNAH, GA, WORKER, START: 1/1/2013, 4 HOURS PER MONTH/0 DURING TRADING. TWO SMART COOKIES, NOT INV RELATED, SAVANNAH, GA, 50% OWNERSHIP , START: 5/16/24, 4 HOURS PER MONTH/0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-24 |
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