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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-07 |
| IL | RA | APPROVED | 2017-09-20 |
| MO | RA | APPROVED | 2017-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
GRAND ARMY LLC; INVESTMENT RELATED; LABADIE, MO; 5.67% OWNERSHIP; START 1/1/2007; 1 HOUR PER MONTH, 0 DURING TRADING; GENERAL PARTNER OF FAMILY LAND INVESTMENT.| RAW LAND, INV RELATED, LABADIE, MO, 5.67% OWNERSHIP, START 1/1/2005, 1 HOUR PER MONTH, 0.01 DURING TRADING, HELD UNDER GRAND ARMY LLC NO INVOLVEMENT INCOME OR DEVELOPMENT.|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-17 |
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