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Allstate Financial Advisors, LLC CRD 109524
$142M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-06-15 |
Branch Locations
1600 Heritage Lndg Ste 103, Saint Charles, MO 63303-8490 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders Morris Harris Llc | Houston | TX | 11/2015 | 12/2017 |
| Edelman Financial Services, Llc | Fairfax | VA | 11/2015 | 12/2017 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 12/2017 |
| Allstate Insurance Company | Cottleville | MO | 01/2018 | 04/2019 |
| Sunderlage Financial Services | Cottleville | MO | 01/2018 | 06/2018 |
| The Chamberlin Group Tax & Wealth Advisors | St. Louis | MO | 04/2019 | 10/2019 |
| Prosperity Capital Advisors | Westlake | OH | 04/2019 | 10/2019 |
| Principal Life Insurance Company | Saint Louis | MO | 10/2019 | 01/2021 |
| Principal Securities Inc | Saint Louis | MO | 10/2019 | 05/2021 |
| Allstate Insurance Co | Northbrook | IL | 05/2021 | Present |
| Allstate Financial Advisors, Llc | Lincoln | NE | 06/2021 | Present |
| Allstate Financial Services, Llc | Lincoln | NE | 06/2021 | Present |
INSURANCE TRAILS POSITION: N/A NATURE: Receive trails from health care insurance companies. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 409 Ancestry Drive, Saint Peters MO 63376, United States DESCRIPTION: Receive trails from health care insurance companies. STAMP COLLECTING POSITION: N/A NATURE: I purchase and sell rare stamps both in auctions and with stamp dealers. This is a hobby, not a business pursuit. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1976 ADDRESS: 409 Ancestry Drive, Saint Peters MO 63376, United States DESCRIPTION: I purchase and sell rare stamps both in auctions and with stamp dealers. This is a hobby, not a business pursuit.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-19 |
| S66 | Uniform Combined State Law Examination | 2007-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-17 |
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