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Miami Beach, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clairmont Advisors Limited | Nassau | 03/2016 | 07/2020 | |
| Clairmont Investment Advisors Llc | Miami Beach | FL | 10/2015 | 07/2020 |
| Octogone Na Inc | Miami | FL | 08/2020 | 08/2022 |
| Oac Capital Advisors Llc | Miami Beach | FL | 04/2020 | Present |
| Oac Capital Advisors Llc | Miami Beach | FL | 03/2022 | Present |
| Octogone Advisors (Cayman) Ltd. | Grand Gayman | 07/2020 | 08/2022 | |
| Clairmont Investment Advisors Llc | Miami Beach | FL | 03/2016 | 07/2020 |
| Octogone Na, Llc | Miami | FL | 08/2022 | Present |
INVESTMENT RELATED 1) Octogone Advisors (Cayman) Limited, <2 hr/mo during securities hours, Director Hein, Benjamin E.; 9/26/2017; c/o Paradigm Governance Partners Ltd., One Capital Place, 136 Shedden Road, 3rd Floor, P.O. Box 677, KY1-9006, Grand Cayman, Cayman Islands 2) Global Trading SPC <1 hr/mo <1 hr/mo during securities hours Director Hein, Benjamin E.;9/18/14 c/o Paradigm Governance Partners Ltd., One Capital Place, 136 Shedden Road, 3rd Floor, P.O. Box 677, KY1-9006, Grand Cayman, Cayman Islands 3) Alternative Investment Solutions Limited <1 hr/mo <1 hr/mo during securities hours Director Hein, Benjamin E. 01/26/2016 Pineapple Grove #6, Lyford Cay, Nassau, Bahamas, SP-64284 4) AIS Financial Group (Panama) S.A. <1 hr/mo <1 hr/mo during securities hours Director and Secretary Hein, Benjamin E. 05/16/2019 Torre Bicsa, Piso 36, ofic 3610, Panama, Panama 5) AIS Financial Group Ltd <1 hr/mo <1 hr/mo during securities hours Director Hein, Benjamin E. 01/26/2016 Pineapple Grove #6, Lyford Cay, Nassau, Bahamas, SP-64284 (the underlying business is investment-related but I act as a director and not employee so am not engaged in investment-related activity at AIS). 6) Alternative Investment Solutions SA <1 hr/mo <1 hr/mo during securities hours Director Hein, Benjamin E. 23/09/2021 Rue du Rhone 67, 1207 Geneva, Switzerland 7) Global Hedging Solutions Fund Limited <1hr/mo <1hr/mo during securities hours Director Hein, Benjamin E. 10/23/2019, c/o International Corporation Services Ltd., Harbour Place, 2nd Floor, South Church Street, Grand Cayman, KY1-1106, Cayman Islands 8) Logistics Properties Solutions Ltd.,<1hr/mo <1hr/mo during securities hours Director Hein, Benjamin E. 10/23/2019, c/o International Corporation Services Ltd., Harbour Place, 2nd Floor, South Church Street, Grand Cayman, KY1-1106, Cayman Islands 9) Hawksford Governance Partners USA – this used to be Paradigm Governance Partners Limited and was purchased by Hawksford……. <2 hr/mo <2 hr/mo during securities hours Consultant Hein, Benjamin E. 11/20/2019 Suite A, 4th Floor, Century Yard, Cricket Square, P.O. Box 677, Grand Cayman KY1-9006 ; not investment related 10) ACM Global Investments Ltd. - <2 hr/mo <2 hr/mo during securities hours Director Hein, Benjamin E. 12/14/2020 c/o Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands ; the underlying business is an investment fund but I act as a director of fund and not as employee of ACM, which is the investment manager, so am not engaged in investment-related activity 10) ACM Investment Solutions SPC - <2 hr/mo <2 hr/mo during securities hours Director Hein, Benjamin E. c/o Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands ; the underlying business is an investment fund but I act as a director of fund and not as employee of ACM, which is the investment manager, so am not engaged in investment-related activity. NOT INVESTMENT RELATED 1) Florida Real Estate Sales Associate <1 hr/mo <1 hr/mo during securities hours; Real Estate Salesperson; Hein, Benjamin E.;2/2/2015 c/o One Sotheby's International Realty Referral Services, Coral Gables, FL 2) Meridian Miami Beach Condominium Association <1 hr/mo <1 hr/mo during securities hours; Board Member; Hein, Benjamin E.; 12/1/13 2001 Meridian Avenue, Miami Beach, FL 33139
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-12-22 |
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