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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-07 |
Branch Locations
3820 Cleveland Ave Ne Suite 650, Arden Hills, MN 55112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
As of 07/20/2015 Falcon Properties, LLC 3820 Cleveland Ave NE, Suite 650 Arden Hills, MN 55112.50% Owner, Chief Manager,This LLC is owner of my office space. My role is to oversee monthly operations.3hrs / Month 0 comp. Falcon Financial Group LLC, 50% owner/managing partner, 1/2013, 1 hour per month, 0 compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-12 |
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