Kenneth K Liu

Current Employers

Employment History

• 07/1994 → Present
  Kenneth K. Liu, Cpa
  Ashburn, VA
• 11/1996 → 10/2019
  1St Global Capital Corp.
  Ashburn, VA
• 01/2001 → Present
  Immediate Mortgage
  Ashburn, VA
• 04/2005 → 09/2025
  Avantax Insurance Services, Llc.
  Ashburn, VA
• 10/2007 → 10/2019
  1St Global Advisors, Inc
  Ashburn, VA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Ashburn, VA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Ashburn, VA
• 10/2020 → Present
  Ashburn Crossroads Condominium Unit Owner Association
  Ashburn, VA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Ashburn, VA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Ashburn, VA
• 2007-10-24 → 2019-10-25
  1St Global Advisors Inc
  Ashburn, VA
  Ashburn, VA

Other Businesses

1) THE DFG GROUP POSITION: DISTRIBUTOR NATURE: PRINTED MATERIAL SALES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2004 ADDRESS: Townsend MA , DESCRIPTION: COMMISSION FOR SALES OF PRINTING MATERIAL AND CHECKS, FORMS AND BUSINESS CARDS 2) KENNETH LIU FINANCIAL SERVICES LLC POSITION: MANAGER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 8 START DATE: 01/09/2008 ADDRESS: 44081 Pipeline Plaza, Suite 215, Ashburn VA 20147, DESCRIPTION: Provide financial services to clients 3) HEALTH INSURANCE SALES POSITION: AGENT NATURE: EMPLOYEE BENEFIT CORPORATION OF AMERICA INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 06/01/2005 ADDRESS: McLean VA , DESCRIPTION: Health insurance 4) KENNETH K LIU CPA LLC POSITION: OWNER NATURE: TAX AND ACCOUNTIGN SERVICES. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: ADDRESS: 44081 Pipeline Plaza, Suite 215, Ashburn VA 20147, DESCRIPTION: PREPARE MANAGEMENT ROLE, , TAX AND ACCOUNTING SERVICES. 5) ASHBURN CROSSROADS CONDOMI NIUM UNIT OWNER ASSOCIATION POSITION: Treasurer NATURE: Office condo association INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2020 ADDRESS: 44081 Pipeline Plaza, Suite 215, Ashburn VA 20147, DESCRIPTION: elected to be on the board for 3 years starting 10/13/2020. Attend annual meeting. Review monthly financial. Provide input from management company who manages the condo on daily basis. Not sure if needs to report as less than 10% time AND 10% income (voluntary position)

Exams

• S66 Uniform Combined State Law Examination
  2007-08-27
• S63 Uniform Securities Agent State Law Examination
  2000-09-09