Kim Monique Bourne

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1994 → Present
  Self Employed
  Brooklyn, NY
• 11/1996 → 09/2025
  Avantax Investment Services, Inc.
  Brooklyn, NY
• 02/1997 → 09/2025
  Avantax Advisory Services
  Brooklyn, NY
• 07/1997 → 09/2025
  Avantax Insurance Agency, Llc
  Brooklyn, NY
• 01/1998 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Brooklyn, NY
• 02/2023 → Present
  Mount Sinai
  Brooklyn, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Brooklyn, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-07-28 → 2025-09-05
  Avantax Advisory Services
  Brooklyn, NY

Other Businesses

1) Girls Scout of New York~43 West 23rd Street~New York~NY~10010~Club/Association Director/Officer~Other~3/1/2013~12hrs~0hrs~Board Member 2) Kim Bourne~1640 E. 94th Street~Brooklyn~NY~11236~Independent Insurance Agent~Insurance Sales Agent~1/1/2005~10hrs~0hrs~Find the best suitable insurance products for clients 3) Landlord~1640 E. 94th Street~Brooklyn~NY~11236~Real Estate/Mortgage/Title Services/Appraisal~Other~6/1/1993~3hrs~0hrs~landlord 4) Playfair Planning Services~1640 E. 94th Street~Brooklyn~NY~11236~Tax Preparation/Accounting~Tax Preparation/Accounting~5/1/1998~168hrs~0hrs~Tax Preparation for both Individuals and Business 5) BLACK WOMEN OF INFLUENCE; Speaker for Financial Literacy Series "A Women's Window to Wealth" NATURE: Presented as a speaker to touch on financial topics on a high level for Cashflow & Credit Management, Investment Management, and Legacy & Estate Planning.; NIR; HRS 1; HR 0; 05/17/2023; 1640 East 94th Street, Brooklyn NY 11236, United States; Create client-ready 45-min presentations to discuss and answer questions members of organization may have about financial literacy. Topics include Cashflow & Credit Management, Investment Management, and Legacy & Estate Planning 6) MOUNT SINAI; Financial Literacy Speaker; Provide 4 weekly webinars/ seminars for Black History Month (February) that focus on financial literacy for employees and residents of the Mount Sinai community. Presented as a speaker to touch on financial topics; NIR; HRS: 4; HRS 0; 02/07/2023; 1640 East 94th Street, Brooklyn NY 11236, United States; Create PowerPoints that relay financial literacy topics.- Answer general questions regarding current laws that may impact the financial household or financial dynamic of a family. Create client-ready 45-min presentations to discuss and answer questions members of organization may have about financial literacy. Topics include Cashflow & Credit Management, Investment Management, and Legacy & Estate Planning. 7) READ 718 BOARD TRUSTEE; Finance Committee Chair NATURE: I oversee the operation of the Finance Committee and participate in Board meetings. Ensure the effective management of Read718's financial resources. Review and analyze financial reports, budgets, and forecasts to provide strategic guidance and education to the Board of Directors- Develop and implement financial policies and procedures that align with Read718's mission and goals. Develop metrics of success regarding donors, cash reserves, and fundraising cashflow NIR, HRS 4; HRS 2; 08/01/2021; 420 Atlantic Avenue, Brooklyn NY 11217, United States; Budgeting and Financial Planning Reporting & Monitoring Internal Controls and Accountability, Transparency, and Risk Management Covering Audits and Investments Monitoring Other Risk Management Areas 8) FINANCIAL IMPLICATIONS OF SLAVERY HERITAGE, INC. (FISH); Founder NATURE: To help families perpetuate family legacies through workshops and community initiatives. NIR; HRS 12; HRS 4; 01/01/2021; 1640 East 94th Street, Brooklyn NY 11236, United States; Set the strategy, ensure resources, and provide oversight to the organization.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-12-19

Other Names

• Kim Monique Bourne