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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-06-25 |
Branch Locations
50 E Rivercenter Blvd Ste 915, Covington, KY 41011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Covington | KY | 03/2015 | 06/2025 |
| Stonex Advisors Inc | Covington | KY | 03/2015 | 06/2025 |
| Lpl Financial Llc | Covington | KY | 06/2025 | Present |
| Cox Financial Corp | Cincinnati | OH | 11/1996 | 06/2025 |
06/16/2025 - Cox Financial Corporation - Non-Variable Insurance - Inv Related - Covington, KY - 01/01/1999 - 8 hrs per month - 10% time spent 06/16/2025 - Cox Financial Corporation - DBA for LPL Business (entity for LPL business) - Inv Related - Covington, KY - 01/01/1999
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-02-12 |
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