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Arvind Prakash Mathur

Wells Fargo Clearing Services, LLC

Whitehall, PA

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-10-17
  • PA RA
    APPROVED
    Since 2005-10-17

Branch Locations

1155 Schadt Ave, Whitehall, PA 18052 • United States

4905 W Tilghman St Ste 350 [Da-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Allentown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Allentown PA 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV-RELATED; ALLENTOWN, PA; 100% OWNERSHIP; START: 01/18/2015; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-02
  • S66 Uniform Combined State Law Examination
    2000-02-02

View on SEC IAPD

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EDWARD JONES

Other Investors

KENT CARL NEWHART
MICHAEL PETER BOYKO
Daniel James Fratantoro
JACOB WILLIAM RUGGLES
Jared Mikeal Brown
MICHAEL ERIC TUNKE
JOHN GIANCATERINO
Mark Strunk Jr

Other Offices

ATA MANAGEMENT STRATEGIES INC · WHITEHALL, PA
COMMONWEALTH FINANCIAL NETWORK · Whitehall, PA
CETERA INVESTMENT ADVISERS LLC · WHITEHALL, PA
PNC WEALTH MANAGEMENT LLC · WHITEHALL, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WHITEHALL, PA
COMMONWEALTH FINANCIAL NETWORK · Whitehall, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Whitehall, PA
TRUIST ADVISORY SERVICES, INC. · ALLENTOWN, PA

More in Whitehall, PA

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