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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-19 |
| IL | RA | APPROVED | 2021-03-24 |
Branch Locations
12920 S Rte 47, Huntley, IL 60142 • United States
10604 N State Route 47, Huntley, IL 60142 • United States
473 N Reddington, South Elgin, IL 60177 • United States
250 Dundee Ave, Elgin, IL 60120 • United States
170 N. Mclean, Elgin, IL 60183 • United States
225 West Jackson Street, Woodstock, IL 60098 • United States
St. Charles, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors, Inc. | Chicago | IL | 12/2011 | 03/2018 |
| Bmo Harris Financial Advisors, Inc. | Huntley | IL | 03/2018 | 03/2021 |
| Lpl Financial, Llc | Huntley | IL | 03/2021 | Present |
1. 4/13/2021 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-18 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-29 |
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