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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-12-20 |
| CA | RA | APPROVED | 2006-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | San Diego | CA | 12/2006 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 12/2009 | Present |
I*76835 For profit or not for profit: For-Profit Organization Name of outside business organization: Gardner Property LLC Investment related: Y Address of business: Los Angeles, California 90046 Nature of business: LLC,currently doing under personal name Position, title, association: Owner, Start date of relationship: 8/18/2014 Number of hours devoted: 3 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The address provided above, is my house which I am renting. No personal responsibilities, besides sending cleaning/repair crew to make sure all is in good working order.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-19 |
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