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Steven Victor Sellers

Oppenheimer & Co. Inc.

Tampa, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-05-06
  • FL RA
    APPROVED
    Since 2015-05-06

Branch Locations

4221 West Boy Scout Blvd. Ste 750, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Tampa FL 05/2015 Present
Previous Registrations
  • 2009-10-05 → 2015-05-14
    Ameriprise Financial Services, Llc
    Tampa, FL
    Tampa, FL
  • 2007-10-02 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Tampa, FL
  • 1997-03-04 → 2007-03-08
    A. G. Edwards & Sons, Inc.
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-27
S63 Uniform Securities Agent State Law Examination 1997-02-04
  • S66 Uniform Combined State Law Examination
    2007-09-27
  • S63 Uniform Securities Agent State Law Examination
    1997-02-04
Other Names
  • Steve Sellers

View on SEC IAPD

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