Rance Gene Sweeten

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Lpl Financial Llc
  Bremerton, WA
• 11/2001 → 11/2017
  National Planning Corporation
  Mcallen, TX
• 01/1992 → 08/2018
  Rance G. Sweeten Cpa P.C.
  Mcallen, TX

Previous Registrations

• 2001-11-09 → 2017-11-29
  National Planning Corporation
  Mcallen, TX
  Mcallen, TX
• 2001-02-26 → 2005-12-31
  Lcp & H Financial Services, Llp
  Mcallen, TX

Other Businesses

1. 11/29/2017 - LANTANA DEVELOPMENT COMPANY - Not Investment Related - 4100 N. 23rd St. McAllen, TX 78504 - Real Estate Rental - partners - Start Date 1975 - 1 Hours Per Month . 2. 7/22/2019 - Carson Map Co. - Not Investment Related - Location/Address: Online - Other-Wife's company - Started 06/20/1994 - 0 Hours Per Month - Officer of the company in order to sign tax returns. 3. 6/11/2021 - Rance G Sweeten CPA - Investment Related - 6806 Cathedral Pl NW, Bremerton Washington, 98312 - Tax Prep/Accounting/CPA - Started 02/25/2019 - 3 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  1998-12-07