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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-03 |
Branch Locations
21550 W. Oxnard Street 3Rd Floor, Woodland Hills, CA 91367 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 08/2014 | 12/2021 |
| Mariner Wealth Advisors | Woodland Hills | CA | 12/2021 | Present |
| Msec, Llc | Woodland Hills | CA | 12/2021 | Present |
1. FIXED INSURANCE SALES. INVESTMENT RELATED, AT BRANCH LOCATION, SALES REPRESENTATIVE, 1/1/22, 4, 4, LIFE INSURANCE, FIXED ANNUITIES SALES 2. MSEC, LLC, Registered Representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-30 |
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