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11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-05-11 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
6025 S. Holly Drive, Tucson, AZ 85706 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc | Camarillo | CA | 12/2013 | 08/2017 |
| Nova Financial Llc | Tucson | AZ | 01/2014 | 03/2018 |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 05/2018 | Present |
1. AZ COLLEGE PLANNING SPECIALISTS, SOLE PROPRIETORSHIP, START:12/2016 12927 N Carlsbad Place TUCSON AZ 85755, COLLEGE PLANNING SERVICES/OWNER, NOT INVESTMENT RELATED, 10 TOTAL HOURS PER MONTH, 10 HOURS DURING NON-SECURITIES TRADING HOURS. 2. Financial Change Nonprofit, Charity, Officer. Non-investment related, 1-10% time spent on activity during securities hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-08 |
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