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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-05-01
  • MA RA
    APPROVED
    Since 2010-05-01

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banc Of America Capital Management Llc Boston MA 10/2005 Present
Columbia Management Group Boston MA 06/2005 Present
Improv Asylum 1998 Boston MA 12/2005 Present
Riversource Investments Minneapolis MN 05/2010 Present
Riversource Fund Distributors, Inc. Boston MA 05/2010 Present
  • 10/2005 → Present
    Banc Of America Capital Management Llc
    Boston, MA
  • 06/2005 → Present
    Columbia Management Group
    Boston, MA
  • 12/2005 → Present
    Improv Asylum 1998
    Boston, MA
  • 05/2010 → Present
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → Present
    Riversource Fund Distributors, Inc.
    Boston, MA
Previous Registrations
  • 2005-10-11 → 2010-05-01
    Bofa Advisors, Llc
    Boston, MA
Other Businesses

ACTING, COMMERCIAL VOICE-OVERS - PART TIME. MEMBER:SCREEN ACTORS GUILD/IMPROV ASYLUM/IMPROV BOSTON. Name of Activity: Lyft; Date Activity Started/Modified/Ended: 5/1/2023; Type of Activity: Rideshare; Role/Relationship: Employee; Responsibilities: Driving; Income Per Year: UNDER $10,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Uber / Uber Eats; Date Activity Started/Modified/Ended: 5/1/2023; Type of Activity: Rideshare and food delivery; Role/Relationship: Employee; Responsibilities: Food delivery and ride share; Income Per Year: UNDER $10,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-30
  • S66 Uniform Combined State Law Examination
    2005-09-30
Other Names
  • Edgar A Mejia

View on SEC IAPD

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