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Kara Patrice Topping

Rbc Capital Markets, LLC

Richmond, VA

Henrico, VA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-08-15
  • VA RA
    APPROVED
    Since 2025-08-15

Branch Locations

919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States

Henrico, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Richmond VA 01/2024 Present
Capital One Financial Richmond VA 10/2021 08/2023
Wells Fargo Advisors Glen Allen VA 11/2000 08/2021
Unemployed Henrico VA 08/2023 01/2024
  • 01/2024 → Present
    Rbc Capital Markets, Llc
    Richmond, VA
  • 10/2021 → 08/2023
    Capital One Financial
    Richmond, VA
  • 11/2000 → 08/2021
    Wells Fargo Advisors
    Glen Allen, VA
  • 08/2023 → 01/2024
    Unemployed
    Henrico, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-15
  • S66 Uniform Combined State Law Examination
    2025-08-15
Other Names
  • Kara Patrice Coley

View on SEC IAPD

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TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
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AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
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