Paul Joseph Krause

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1996 → 08/2021
  Securities America, Inc.
  Omaha, NE
• 07/2003 → 08/2021
  Securities America Advisors, Inc.
  Omaha, NE
• 07/2021 → Present
  Lpl Financial Llc
  Omaha, NE

Previous Registrations

• 2003-07-23 → 2021-08-06
  Securities America Advisors, Inc.
  La Vista, NE
  Omaha, NE
• 2012-11-21 → 2014-12-31
  Arbor Point Advisors
  Lavista, NE
• 2009-02-25 → 2010-12-06
  Brecek & Young Advisors, Inc.
  La Vista, NE
  Folsom, CA
  Folsom, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-02
• S63 Uniform Securities Agent State Law Examination
  1997-12-15